Title The law of governance, risk management, and compliance / Geoffrey P. Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School

Published New York Wolters Kluwer Law & Business, [2014]

Copies

Location	Call no.	Vol.	Availability
MELB	KN 255 G1 Mil/Log		AVAILABLE

Description xxiv, 598 pages ; 26 cm Series Aspen casebook series Aspen casebook series. Contents Shareholders -- The board of directors -- Executives -- Introduction to compliance -- Internal enforcement -- Regulators -- Prosecutors -- Whistleblowers -- Gatekeepers -- Plaintiffs' attorneys -- Information security -- Off label drugs -- Foreign corrupt practices -- AML/BSA/OFAC -- Sexual harassment -- Ethics, social responsibility, and culture -- When compliance fails -- Introduction to risk management -- Approaches to risk management -- When risk management fails Bibliography Includes bibliographical references and index Subject Corporate governance -- Law and legislation -- United States. Risk management -- Law and legislation -- United States. LC no. 2013050123 ISBN 1454845449 (hbk.) 9781454845447 (hbk.)

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