Title Banking and Effective Capital Regulation in Practice A Leadership Perspective

Published Milton : Taylor & Francis Group, 2020

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Description 1 online resource (163 p.) Series Banking, Money and International Finance Ser Banking, Money and International Finance Ser Contents Cover -- Half Title -- Series Information -- Title Page -- Copyright Page -- Dedication -- Table of contents -- Tables -- Figures -- Preface -- Acknowledgments -- About the author -- Outline of chapters -- Part 1 Mega banks' practices and their occurrence of significant losses -- Chapter 1 The unanticipated losses of mega banks and the economic impact -- Chapter 2 Bank managers' practices and alignment to significant losses, insufficient capital, and increased operational risk -- Chapter 3 Risky management practices incentivized by principal-agent theory Chapter 4 Risky management practices incentivized by goal theory -- Chapter 5 Designing a risk management environment using OCEG standards -- Part 2 Government regulations and redesigning the compliance environment of banks -- Chapter 6 The passage of the Dodd-Frank Bill (2010) and the effects on banks and the regulatory environment -- Chapter 7 Risk management efforts to limit excessive risk-taking by banks -- Chapter 8 Governance-of-banks measures through monetary policy enacted through new regulation Chapter 9 Regulatory compliance requirements of CCAR and DFAST testing of minimum capital ratios -- Chapter 10 Bank managers' failed efforts to meet CCAR and DFAST testing of minimum capital ratios -- Part 3 Bank leadership consensus on effective capital regulation practices -- Chapter 11 Understanding challenges to capital regulation in banks -- Research question -- Nature of the study -- Assumptions -- Scope and delimitations -- Limitations -- Significance of the study -- Significance to practice -- Significance to theory -- Significance to social change -- Role of the researcher -- Methodology Participant selection logic -- Instrumentation -- Procedures for recruitment, participation, and data collection -- Data analysis plan -- Issues of trustworthiness -- Credibility -- Transferability -- Dependability -- Confirmability -- Ethical procedures -- Pilot study -- Research setting -- Demographics -- Data collection -- Recruitment -- Participant overview -- Location, frequency, and duration of data collection -- Data-recording procedures -- Variations in data collection -- Unusual circumstances in data collection -- Data analysis -- Round 1: analysis of responses and feedback material Round 2: analysis of responses -- Round 3: rating -- Chapter 12 Risk appetite, capital structure, stress test, and governance -- Effective governance practices towards capital regulation reduction of losses -- Round 2: analysis of responses -- Round 3: rating -- Governance practice statements that failed to satisfy consensus threshold -- Statements that satisfied the consensus threshold -- Chapter 13 Risk identification, communication, and responsibilities as effective practices -- Effective risk management practices towards capital regulation reduction of losses -- Round 2: analysis of responses Notes Description based upon print version of record Round 3: rating Bibliography Includes bibliographical references and index Subject Bank capital -- United States -- Management Bank capital -- Law and legislation -- United States Bank management -- United States Banks and banking -- Risk management -- United States Bank capital -- Law and legislation Bank capital -- Management Bank management United States Form Electronic book ISBN 9781000180046 1000180042 9781000180121 1000180123 9781000180084 1000180085 9781003057581 1003057586

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