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Author Hutley, P. S. B. (Peter Stephen Bruce)

Title An introduction to the Financial Services Reform Act 2001 / P. S. B. Hutley, A. E. Bennett, P. A. Russell
Published Chatswood, N.S.W. : Butterworths, 2002, [that is, 2001]


Location Call no. Vol. Availability
Description v, 98 pages : illustrations ; 25 cm
Contents 1. Introduction -- 2. Licensing -- 3. Disclosure -- 4. Other conduct obligations -- 5. Exemptions -- 6. Misconduct -- 7. Enforcement and penalties -- 8. Transitional provisions -- 9. ASIC's approach to administering the licence provisions -- Appendix 1 General definitions -- Appendix 2 Information resources
Summary An essential handbook for anyone who needs to grasp the key concepts of the new Financial Services Reform Act and related Regulations. Presenting a highly practical, plain English explanation of the new regulatory framework, this book is an invaluable guide to general compliance issues
An introduction to the Financial Services Reform Act 2001 (Pediatric and Adolescent Endocrinology)
Analysis Financial Services Reform Act 2001
Federal issue
Notes Includes index
Bibliography Webliography: pages 89-90
Subject Australia. Financial Services Reform Act 2001.
Financial services industry -- Law and legislation -- Australia.
Financial institutions -- Law and legislation -- Australia.
Author Bennett, A. E. (Alan E.)
Russell, P. A. (Peter A.)
Australia. Laws, etc. Financial Services Reform Act 2001
LC no. 2002491178
ISBN 0409320404 paperback
Other Titles Introduction to the Financial Services Reform Act 2001 (Hutley : 1st ed.)