Deakin University / All Locations

Securities industry -- Information technology : The Little Book of Market Manipulation : an Essential Guide to the Law

2020

1

Securities industry -- Italy -- Periodicals : Italy It expenditure in financial services (Online)

1

Securities industry -- Japan. : The house of Nomura : the rise to supremacy of the world's most powerful company, the inside story of the legendary Japanese dynasty / Al Alletzhauser

1990

1

Securities industry -- Japan -- Periodicals : Financial engineering and the Japanese markets

1997

1

Securities industry -- Law and legislation -- Australia.

7

Securities industry -- Law and legislation -- Australia -- Congresses.

2

Securities industry -- Law and legislation -- China : The enforcement of securities law in China a law and economics assessment / Wenming Xu

2022

1

Securities industry -- Law and legislation -- European Union countries : Building an EU securities market / Eilís Ferran

2004

1

Securities industry -- Law and legislation -- Great Britain

2

Securities industry -- Law and legislation -- Pacific Area : Digital Financial Services in the Pacific : Experiences and Regulatory Issues

2016

1

Securities industry -- Law and legislation -- United States

6

Securities industry -- Law and legislation -- United States -- Handbooks, manuals, etc : NASD manual

2008

1

Securities industry -- Law and legislation -- United States -- History -- 20th century : Wasting a crisis : why securities regulation fails / Paul G. Mahoney

2015

1

Securities industry -- Management.

2

Securities industry -- Moral and ethical aspects

2

Securities industry -- Moral and ethical aspects -- United States

2

Securities industry -- Netherlands -- Periodicals : Netherlands It expenditure in financial services (Online)

1

Securities industry -- Periodicals

7

Securities industry -- Risk management

2

Securities industry -- Self-regulation

2

Securities industry -- Self-regulation -- Great Britain : Regulation and compliance in operations / David Loader

2004

1

Securities industry -- Self-regulation -- United States : Wall Street Polices Itself : How Securities Firms Manage the Legal Hazards of Competitive Pressures

1998

1

Securities industry -- Social aspects -- United States : Hedged out : inequality and insecurity on Wall Street / Megan Tobias Neely

2022

1

Securities industry -- Spain -- Periodicals : Spain It expenditure in financial services (Online)

1

Securities industry -- Standards -- United States -- Periodicals. : PCAOB reporter : coverage of audit standards and board actions

2003-

1

Securities industry -- State supervision

8

Securities industry -- State supervision -- Congresses : The Industrial Organization and Regulation of the Securities Industry

1996

1

Securities industry -- State supervision -- France

2

Securities industry -- State supervision -- Japan : Japan : IOSCO objectives and principles of securities regulation, detailed assessment of implementation

2012

1

Securities industry -- State supervision -- Korea : Republic of Korea : financial sector assessment program: detailed assessment of compliance on the IOSCO objectives and principles of securities regulation

2014

1

Securities industry -- State supervision -- United States

2

Securities industry -- State supervision -- United States -- Econometric models : Fragilities in the U.S. treasury market : lessons from the "flash rally" of October 15, 2014 / prepared by Antoine Bouveret [and others]

2015

1

Securities industry -- Switzerland -- Periodicals : Switzerland It expenditure in financial services (Online)

1

Securities industry -- United States.

23

Securities industry -- United States -- Anecdotes. : Confessions of a stockbroker / by Brutus

1972

1

Securities industry -- United States -- Data processing -- Periodicals : Waters (New York, N.Y.)

1993-

1

Securities industry -- United States -- Directories : Securitization directory & handbook / Asset sales report

1991-

1

Securities industry -- United States -- Econometric models : Fragilities in the U.S. treasury market : lessons from the "flash rally" of October 15, 2014 / prepared by Antoine Bouveret [and others]

2015

1

Securities industry -- United States -- Employees : Liquidated : an ethnography of Wall Street / Karen Ho

2009

1

Securities industry -- United States -- Examinations -- Study guides

2

Securities industry -- United States -- Fiction

2

Securities industry -- United States -- History.

3

Securities industry -- United States -- History -- 20th century