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Title The investment advisor body of knowledge : readings for the CIMA certification / IMCA Investment Management Consultants Association
Published Hoboken, New Jersey : Wiley, [2015]
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Description 1 online resource
Contents Disciplinary Rules and ProceduresPart V IMCA Guidelines for Consultants Regarding the Acceptance of Benefits from Third Parties; In General; Definitions; Applicable Guidelines; 2 Regulatory Considerations; Direct Relationships; Indirect Relationships; Laws and Regulations; ERISA; Uniform Prudent Investor Act (UPIA); Uniform Management of Institutional Funds Act (UMIFA) and Uniform Prudent Management of Institutional Funds Act (UPMIFA); Federal Regulatory Agencies; SEC; Financial Industry Regulatory Authority (FINRA); State Agencies; 3 Statistics and Methods
Part I IMCA Code of Professional ResponsibilityPart II IMCA Standards of Practice; Standard 1: The IMCA Code of Professional Responsibility; Standard 2: Responsibilities to the Client; Standard 3: Responsibilities to the Public; Standard 4: Responsibilities to the Profession; Standard 5: Responsibilities to the Employer; Part III IMCA Performance Reporting Standards; Section 1: Introduction; Section 2: Manager Search and Analysis; Section 3: Reporting Performance Results to Clients; Section 4: Recommended Reporting and Disclosures; Part IV IMCA Disciplinary Rules and Procedures; Glossary
Part I Mathematics and Statistics for Financial Risk Management: Some Basic MathPart II Mathematics and Statistics for Financial Risk Management: Probabilities; Part III Mathematics and Statistics for Financial Risk Management: Basic Statistics; Part IV Mathematics and Statistics for Financial Risk Management: Distributions; Part V Mathematics and Statistics for Financial Risk Management: Hypothesis Testing and Confidence Intervals; Part VI Mathematics and Statistics for Financial Risk Management: Linear Regression Analysis
Part VII Mathematics and Statistics for Financial Risk Management: Time Series ModelsPart I Some Basic Math; Compounding; Limited Liability; Graphing Log Returns; Continuously Compounded Returns; Discount Factors; Geometric Series; Part II Probabilities; Discrete Random Variables; Continuous Random Variables; Mutually Exclusive Events; Independent Events; Probability Matrices; Part III Basic Statistics; Averages; Expectations; Variance and Standard Deviation; Standardized Variables; Covariance; Correlation; Application: Portfolio Variance and Hedging; Moments; Skewness; Kurtosis
The Investment Advisor Body of Knowledge; Contents; Acknowledgments; Introduction; The Purpose of This Textbook; The Layout and Structure of This Textbook; How to Use This Text; The CIMA Content; The CIMA Exams; Additional Resources; Helpful Web Links; 1 IMCA Code of Professional Responsibility and Standards of Practice; Part I IMCA Code of Professional Responsibility; Part II IMCA Standards of Practice; Part III IMCA Performance Reporting Standards; Part IV IMCA Disciplinary Rules and Procedures; Part V IMCA Guidelines Regarding the Acceptance of Benefits from Third Parties
Summary The complete body of knowledge for CIMA candidates and professionals The 2015 Certified Investment Management Analyst Body of Knowledge + Test Bank will help any financial advisor prepare for and pass the CIMA exam, and includes key information and preparation for those preparing to take the test. CIMA professionals integrate a complex body of investment knowledge, ethically contributing to prudent investment decisions by providing objective advice and guidance to individual and institutional investors. The CIMA certification program is the only credential designed specifically for financ
Notes Includes index
Print version record and CIP data provided by publisher
Subject Investment advisors -- United States -- Examinations, questions, etc. -- Study guides
Portfolio management -- Examinations -- Study guides
BUSINESS & ECONOMICS -- Finance.
Investment advisors.
Portfolio management -- Examinations.
United States.
Genre/Form Study guides.
Form Electronic book
Author Investment Management Consultants Association
LC no. 2014030791
ISBN 1118912349
1118912411
9781118912348
9781118912416