| Description |
1 online resource (x, 345 pages) |
| Contents |
Half Title Page -- Half Title verso -- Title Page -- Title verso -- Preface -- Contents -- List of Contributors -- 1. Regulating Financial Services and Markets in the Twenty First Century: An Overview |
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2. Reforming Financial Regulation: Progress and Priorities -- 3. Regulatory Principles and the Financial Services and Markets Act 2000 -- 4. Examining the Objectives of Financial Regulation -- Will the New Regime Succeed? A Practitioner's View |
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5. Incentive v. Rule-Based Financial Regulation: A Role for Market Discipline -- 6. Directors' Fiduciary Duties and the Approved Persons Regime -- 7. Fiduciary Duties, Regulation of Companies and Regulation of Individuals |
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8. Regulatory Discipline and the European Convention on Human Rights -- A Reality Check -- 9. Holding the Balance -- Effective Enforcement, Procedural Fairness and Human Rights |
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10. Regulating the Regulator -- A Lawyer's Perspective on Accountability and Control -- 11. Regulating the Regulator -- An Economist's Perspective on Accountability and Control -- 12. Public Accountability in the Financial Sector |
| Summary |
The essays in this work offer a high-level examination of the most important issues facing financial services regulation, and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation |
| Bibliography |
Includes bibliographical references and index |
| Notes |
Print version record |
| Subject |
Financial services industry -- Law and legislation -- Great Britain
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Financial institutions -- Law and legislation -- Great Britain
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Securities industry -- Law and legislation -- Great Britain
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Investments -- Law and legislation -- Great Britain
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LAW -- Administrative Law & Regulatory Practice.
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Financial institutions -- Law and legislation
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Financial services industry -- Law and legislation
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Investments -- Law and legislation
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Securities industry -- Law and legislation
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Financiële instellingen.
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Kapitaalmarkt.
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Regulering.
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Great Britain
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| Genre/Form |
Congressen (vorm)
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| Form |
Electronic book
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| Author |
Ferran, Eilís.
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Goodhart, C. A. E. (Charles Albert Eric)
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| ISBN |
9781847311696 |
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1847311695 |
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1280800607 |
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9781280800603 |
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9781841132792 |
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1841132799 |
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9781472559128 |
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1472559126 |
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