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Title Legal accountability in EU markets for financial instruments : the dual role of investment firms / edited by Carl Fredrik Bergström, Magnus Strand
Published Oxford : Oxford University Press, 2021

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Description 1 online resource
Contents Part I. Introduction. -- 1. EU rulemaking in the internal market after the financial crisis / Carl Fredrik Bergström. -- Governing finance in Europe : policy effects and political accountability / Adrienne Héritier. -- Part II. Investment firms as agents of accountability. -- 3. The joint board of appeal as an accountability mechanism for the ESAs / Merijn Chamon. -- 4. Judicial protection against the European securities and markets authority (ESMA) / Dominique Ritleng. -- 5. Protecting investors at all costs? Due process aspects of the investigatory powers granted to competent authorities under MiFID II / Helene Andersson. -- 6. Ensuring the principle of good administration in EU financial markets law / Jane Reichel. -- Part III. Investment firms as subjects of accountability. -- 7. Compliance requirements in Eu investment services regulation : towards a more coherent accountability framework? / Pieter van Cleynenbreugel. -- 8. Supervisory arbitrage : the case of Sweden / Malou Larsson Klevhill and Annina H. Persson. -- 9. Not suitable to lead an investment firm : fit and proper assessments as an instrument of accountability / Britta Behrendt Jonsson. -- 10. Renumeration policies in investment firms : incentives, regulation, and accountability / Rebecca Söderström. -- Part IV. Investment firms in horizontal accountability. -- 11. The investment firm's horizontal accountability' towards clients : stands and institutional mechanisms of control / Federico Della Negra. -- 12.Damages liability as a dual opportunity to promote accountability / Magnus Strand. -- Part V. Investment firms and accountability, and the effective rule of law / Magnus Strand and Carl Fredrik Bergström
Summary Legal Accountability in EU Markets for Financial Instruments explores patterns of centralised rulemaking in the EU internal market. This book discusses the need to strengthen the rule of law in the EU financial market by evaluating legal mechanisms for accountability and exploring what the implications are for EU legal system going forward
Notes Vendor-supplied metadata
Subject Financial instruments -- European Union countries
Liability (Law) -- European Union countries
Mutual funds -- European Union countries
Financial instruments
Liability (Law)
Mutual funds
European Union countries
Form Electronic book
Author Bergström, Carl Fredrik, editor.
Strand, Magnus, editor.
ISBN 9780192665942
0192665944
9780191944529
0191944521